Tata Motors AR_2013-14 - page 122

Statutory Reports
Corporate Overview
69th Annual Report 2013-14
120
Financial Statements
Name of Shareholder
No. of
shares held
% to paid-
up capital
Matthews Asia Dividend Fund
3,33,95,515
6.93
HSBC Global Investment Funds A/C
HSBC Gif Mauritius Limited
2,90,86,664
6.04
HDFC Trustee Company Limited –
HDFC Top 200 Fund
2,18,45,457
4.53
HDFC Trustee Company Limited -
HDFC Equity Fund
2,14,22,875
4.44
Government of Singapore
1,68,38,040
3.49
Merrill Lynch Capital Markets
Espana S.A. S.V.
1,53,08,008
3.18
Government Pension Fund Global
1,32,06,117
2.74
Swiss Finance Corporation (Mauri-
tius) Limited
1,13,34,646
2.35
HDFC Trustee Company Limited -
HDFC Prudence Fund
90,04,027
1.87
Pioneer Asset Management S.A.
A/C Pioneer Asset Management
S.A. on Behalf of Pioneer Funds-
Emerging Markets Equity
89,10,575
1.85
Skagen Global Verdipapirfond
82,26,456
1.71
The Master Trust Bank of Japan, Ltd.
A/C HSBC Indian Equity Mother
Fund
81,92,143
1.70
SBI Magnum Taxgain Scheme
80,00,000
1.66
Citigroup Global Markets Mauritius
Private Limited
78,14,300
1.62
Particulars
Ordinary Shares
(%)
‘A’ Ordinary Shares
(%)
2014 2013 2014 2013
NSDL
97.75 97.28 98.17 97.78
CDSL
0.91
1.17
1.78
2.16
Total
98.66 98.56 99.95 99.94
Name of Shareholder
No. of
shares held
% to paid-
up capital
Tata Sons Limited
70,23,33,345
25.66
Citibank N.A. New York, NYADR
Department
58,16,30,185
21.25
Tata Steel Limited
14,78,10,695
5.40
Life Insurance Corporation of India 10,77,84,195
3.94
Europacific Growth Fund
6,87,63,243
2.51
Tata Industries Limited
6,84,36,485
2.50
Top shareholders (holding in excess of 1% of capital) as on
March 31, 2014
Ordinary Shares
‘A’ Ordinary Shares
Eastspring Investments India Equi-
ty Open Limited
70,32,614
1.46
HDFC Trustee Company Limited –
HDFC Tax Saverfund
66,85,418
1.39
HSBC Global Investment Funds A/C
HSBC Global Investment Funds
BRIC Equity
66,46,455
1.38
D. E. Shaw Oculus Investments Bi-Fi
1 Mauritius Limited
65,00,000
1.35
Franklin Templeton Investment
Funds
63,50,000
1.32
Robeco Capital Growth Funds
59,90,000
1.24
Goldman Sachs (Singapore) Pte.
58,02,961
1.20
ICICI Prudential Focused Bluechip
Equity Fund
57,18,791
1.19
Monetary Authority of Singapore
55,44,813
1.15
Goldman Sachs Investments
(Mauritius) I Ltd.
48,58,981
1.01
Dematerialisation of shares
The electronic holding of the shares as on March 31, 2014 through
NSDL and CDSL are as follows:
Outstanding Securities:
OutstandingDepositary Receipts/Warrants or Convertible instruments,
conversion date and likely impact on equity as on March 31, 2014:
Depositary Receipts (Each Depository Receipts represents 5 underlying
Ordinary Shares of
`
2/- each post subdivision of face value of shares in
September 2011)
116,321,835 ADSs listed on the NewYork Stock Exchange.
8,872 GDSs listed on the Luxembourg Stock Exchange.
Foreign Currency Convertible Notes
741 - 4% Convertible Notes (due 2014) of US$100,000 each
aggregating US$74.1 million issued in October 2009 may, at the
option of the Note holders, be converted into Ordinary Shares
of
`
2/- each at
`
120.119 per share or ADS/GDS of
`
10/- each
(each ADS represents 5 Ordinary Shares of
`
2/- each) at
`
600.595
(Reset Price) at any time into GDSs during November 25, 2009 to
1...,112,113,114,115,116,117,118,119,120,121 123,124,125,126,127,128,129,130,131,132,...218
Powered by FlippingBook